How should a 10-person startup prepare for SOC 2?

March 6, 20262 min readFirst-Time SOC 2

Your Size Is an Advantage

A 10-person startup has fewer systems, fewer users, and simpler processes than a 500-person company. That means fewer controls to implement, less evidence to collect, and a smaller audit scope. Don't let the process intimidate you.

The SOC 2 Prep Checklist for Small Teams

Week 1-2: Security Foundations

TaskTimeWhy
Enforce MFA on all systems2 hoursRequired for CC6.1, easy win
Enable GitHub branch protection30 minutesRequired for CC8.1
Set up an MDM (Kandji, Mosyle)2-3 hoursEndpoint security evidence
Enable CloudTrail (if using AWS)30 minutesAudit logging evidence

Week 3-4: Policies

Write seven core documents describing what you actually do:

  1. Information Security Policy
  2. Access Control Policy
  3. Change Management Policy
  4. Incident Response Plan
  5. Risk Assessment
  6. Vendor Management Policy
  7. System Description

Week 5-6: Evidence Collection

Start collecting evidence for each control area. Screenshot configurations, export user lists, document your quarterly access review.

Week 7-8: Readiness Assessment

Review everything against Trust Services Criteria. Identify gaps and fix them before engaging an auditor.

What 10-Person Startups Usually Have Already

  • GitHub with PRs (change management ✓)
  • Google Workspace with MFA (access controls ✓)
  • Cloud provider with encryption defaults (data protection ✓)
  • Slack for communication (incident response channel ✓)

What You Probably Need to Add

  • MDM for company devices
  • Formal access review process (quarterly)
  • Security awareness training
  • Background checks for new hires
  • A written incident response plan

Where Screenata Helps

Screenata handles the hardest parts for small teams: writing policies from your codebase, collecting application-level evidence, and providing the compliance expertise that 10-person startups don't have in-house — starting at $299.

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